Security Dealers License

A Seychelles Securities Dealer License is a license which allows a company to trade in securities either as a Principal (on its own account) or as an agent (on behalf of its clients).

This license is particularly beneficial for Companies worldwide, who deal/trade in securities. This license is an important tool for your organization to attract more clients. The license will give your firm more credibility in the eyes of your wholesale broker and your clients!

Effectively, an entity that holds a Seychelles Securities Dealer License can:
i. Advise other persons concerning investment in securities
ii. Issue, analyse or prepare reports concerning specific securities
iii. Manage a portfolio of securities for another person

Why Seychelles?

  • Quick turnaround time to get license
  • Modern and flexible securities law
  • Well regulated jurisdiction
  • Reasonable minimum capital requirement (USD 50,000)
  • Reasonable license fees
  • Low tax rate (the business tax rate is 1.5%)

The Abacus Advantage

We can help Simplify the Process!
• Formation of the entity for Securities Dealer
• Assistance in completing all application documents and filing the application with the Authority
• Renewal of Securities Dealer and Securities Dealer Representative License
• Provision of registered office
• Assistance with opening bank account
• Preparation of financial statements and facilitating annual audit of financial statements
• Provision of a fit and proper director to the licensee
• Provision of compliance (including statutory filings with the regulator) and AML services to the licensee
• Provision of virtual office services
• Facilitating holding of Board of Directors Meetings and general meeting
• Maintaining registers and other records of the licensee